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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 93-981
- --------
- UNITED STATES, PETITIONER v.
- RESHAT SHABANI
- on writ of certiorari to the united states court
- of appeals for the ninth circuit
- [November 1, 1994]
-
- Justice O'Connor delivered the opinion of the Court.
- This case asks us to consider whether 21 U. S. C.
- 846, the drug conspiracy statute, requires the Govern-
- ment to prove that a conspirator committed an overt act
- in furtherance of the conspiracy. We conclude that it
- does not.
-
- I
- According to the grand jury indictment, Reshat
- Shabani participated in a narcotics distribution scheme
- in Anchorage, Alaska, with his girlfriend, her family,
- and other associates. Shabani was allegedly the sup-
- plier of drugs, which he arranged to be smuggled from
- California. In an undercover operation, federal agents
- purchased cocaine from distributors involved in the
- conspiracy.
- Shabani was charged with conspiracy to distribute
- cocaine in violation of 21 U. S. C. 846. He moved to
- dismiss the indictment because it did not allege the
- commission of an overt act in furtherance of the conspir-
- acy, which act, he argued, was an essential element of
- the offense. The United States District Court for the
- District of Alaska, Hon. H. Russel Holland, denied the
- motion, and the case proceeded to trial. At the close of
- evidence, Shabani again raised the issue and asked the
- court to instruct the jury that proof of an overt act was
- required for conviction. The District Court noted that
- Circuit precedent did not require the allegation of an
- overt act in the indictment but did require proof of such
- an act at trial in order to state a violation of 846.
- Recognizing that such a result was -totally illogical,-
- App. 29, and contrary to the language of the statute,
- Judge Holland rejected Shabani's proposed jury in-
- struction, id., at 36. The jury returned a guilty ver-
- dict, and the court sentenced Shabani to 160 months
- imprisonment.
- The United States Court of Appeals for the Ninth
- Circuit reversed. 993 F. 2d 1419 (1993). The court
- acknowledged an inconsistency between its cases holding
- that an indictment under 846 need not allege an overt
- act and those requiring proof of such an act at trial, and
- it noted that the latter cases -stand on weak ground.-
- 993 F. 2d, at 1420. Nevertheless, the court felt bound
- by precedent and attempted to reconcile the two lines of
- cases. The Court of Appeals reasoned that, although the
- Government must prove at trial that the defendant has
- committed an overt act in furtherance of a narcotics
- conspiracy, the act need not be alleged in the indictment
- because -`[c]ourts do not require as detailed a statement
- of an offense's elements under a conspiracy count as
- under a substantive count.'- Id., at 1422, quoting
- United States v. Tavelman, 650 F. 2d 1133, 1137 (CA9
- 1981).
- Chief Judge Wallace wrote separately to point out that
- in no other circumstance could the Government refrain
- from alleging in the indictment an element it had to
- prove at trial. He followed the Circuit precedent but
- invited the Court of Appeals to consider the question en
- banc because the Ninth Circuit, -contrary to every other
- circuit, clings to a problematic gloss on 21 U. S. C. 846,
- insisting, despite a complete lack of textual support in
- the statute, that in order to convict under this section
- the government must prove the commission of an overt
- act in furtherance of the conspiracy.- 993 F. 2d, at 1422
- (Wallace, C. J., concurring). For reasons unknown, the
- Court of Appeals did not grant en banc review. We
- granted certiorari, 510 U. S. ___ (1994), to resolve the
- conflict between the Ninth Circuit and the 11 other
- Circuits that have addressed the question, all of which
- have held that 846 does not require proof of an overt
- act.
-
- II
- Congress passed the drug conspiracy statute as 406
- of the Comprehensive Drug Abuse Prevention and
- Control Act of 1970, Pub. L. 91-513, 84 Stat. 1236. It
- provided: -Any person who attempts or conspires to
- commit any offense defined in this title is punishable by
- imprisonment or fine or both which may not exceed the
- maximum punishment prescribed for the offense, the
- commission of which was the object of the attempt or
- conspiracy.- Id., at 1265. As amended by the Anti-Drug
- Abuse Act of 1988, Pub. L. 100-690, 6470(a), 102 Stat.
- 4377, the statute currently provides: -Any person who
- attempts or conspires to commit any offense defined in
- this subchapter shall be subject to the same penalties as
- those prescribed for the offense, the commission of which
- was the object of the attempt or conspiracy.- 21
- U. S. C. 846. The language of neither version requires
- that an overt act be committed to further the conspiracy,
- and we have not inferred such a requirement from
- congressional silence in other conspiracy statutes. In
- Nash v. United States, 229 U. S. 373 (1913), Justice
- Holmes wrote, -[W]e can see no reason for reading into
- the Sherman Act more than we find there,- id., at 378,
- and the Court held that an overt act is not required for
- antitrust conspiracy liability. The same reasoning
- prompted our conclusion in Singer v. United States, 323
- U. S. 338 (1945), that the Selective Service Act -does not
- require an overt act for the offense of conspiracy.- Id.,
- at 340.
- Nash and Singer follow the settled principle of
- statutory construction that, absent contrary indications,
- Congress intends to adopt the common law definition of
- statutory terms. See Molzof v. United States, 502 U. S.
- 301, 307-308 (1992). We have consistently held that the
- common law understanding of conspiracy -does not make
- the doing of any act other than the act of conspiring a
- condition of liability.- Nash, supra, at 378; see also
- Collins v. Hardyman, 341 U. S. 651, 659 (1951); Bannon
- v. United States, 156 U. S. 464, 468 (1895) (-At common
- law it was neither necessary to aver nor prove an overt
- act in furtherance of the conspiracy . . .-). Petitioner
- contends that these decisions were rendered in a period
- of unfettered expansion in the law of conspiracy, a
- period which allegedly ended when the Court declared
- that -we will view with disfavor attempts to broaden the
- already pervasive and wide-sweeping nets of conspiracy
- prosecutions.- Grunewald v. United States, 353 U. S.
- 391, 404 (1957) (citations omitted). Grunewald, however,
- was a statute of limitations case, and whatever exasper-
- ation with conspiracy prosecutions the opinion may have
- expressed in dictum says little about the views of
- Congress when it enacted 846.
- As to those views, we find it instructive that the
- general conspiracy statute, 18 U. S. C. 371, contains an
- explicit requirement that a conspirator -do any act to
- effect the object of the conspiracy.- In light of this
- additional element in the general conspiracy statute,
- Congress' silence in 846 speaks volumes. After all, the
- general conspiracy statute preceded and presumably
- provided the framework for the more specific drug
- conspiracy statute. -Nash and Singer give Congress a
- formulary: by choosing a text modeled on 371, it gets
- an overt-act requirement; by choosing a text modeled on
- the Sherman Act, 15 U. S. C. 1, it dispenses with such
- a requirement.- United States v. Sassi, 966 F. 2d 283,
- 284 (CA7 1992). Congress appears to have made the
- choice quite deliberately with respect to 846; the same
- Congress that passed this provision also enacted the
- Organized Crime Control Act of 1970, Pub. L. 91-452,
- 84 Stat. 922, 802(a) of which contains an explicit
- requirement that -one or more of [the conspirators] does
- any act to effect the object of such a conspiracy.- Id., at
- 936, codified at 18 U. S. C. 1511(a).
- Early opinions in the Ninth Circuit dealing with the
- drug conspiracy statute simply relied on our precedents
- interpreting the general conspiracy statute and ignored
- the textual variations between the two provisions. See
- United States v. Monroe, 552 F. 2d 860, 862 (CA9), cert.
- denied, 431 U. S. 972 (1977), citing United States v.
- Feola, 420 U. S. 671 (1975); United States v. Thompson,
- 493 F. 2d 305, 310 (CA9), cert. denied, 419 U. S. 834
- (1974), citing United States v. Rabinowich, 238 U. S. 78,
- 86-88 (1915). Two other Courts of Appeals were led
- down the same path, see United States v. King, 521
- F. 2d 61, 63 (CA10 1975); United States v. Hutchinson,
- 488 F. 2d 484, 490 (CA8 1973), but both subsequently
- recognized the misstep and rejected their early interpre-
- tations, see United States v. Covos, 872 F. 2d 805, 810
- (CA8 1989); United States v. Savaiano, 843 F. 2d 1280,
- 1294 (CA10 1988).
- What the Ninth Circuit failed to recognize we now
- make explicit: In order to establish a violation of 21
- U. S. C. 846, the Government need not prove the
- commission of any overt acts in furtherance of the
- conspiracy. United States v. Felix, 503 U. S. ___ (1992),
- is not to the contrary. In that case, an indictment
- under 846 alleged two overt acts which had formed the
- basis of the defendant's prior conviction for attempting
- to manufacture drugs. The defendant argued that the
- Government had violated the Double Jeopardy Clause
- and Grady v. Corbin, 495 U. S. 508 (1990), overruled,
- United States v. Dixon, 509 U. S. ___ (1993), by using
- evidence underlying the prior conviction -to prove an
- essential element of an offense- charged in the second
- prosecution. We held that the Double Jeopardy Clause
- did not bar the conspiracy charge. Justice Stevens,
- writing separately, thought that our double jeopardy
- discussion was unnecessary partly because -there is no
- overt act requirement in the federal drug conspiracy
- statute,- Felix, supra, at ___ (Stevens, J., concurring in
- part and concurring in judgment). Shabani argues that,
- by not responding to this point, the Court implicitly held
- that 846 requires proof of overt acts; otherwise, the
- double jeopardy discussion would have been merely
- advisory. The procedural history of Felix, however,
- belies this contention. The disputed evidence was
- offered not to prove overt acts qua overt acts, but to
- prove the existence of a conspiracy. The lower court in
- Felix noted that it was -mindful that 21 U. S. C. 846
- does not require proof of an overt act . . . .- United
- States v. Felix, 926 F. 2d 1522, 1529, n. 7 (CA10 1991).
- Nevertheless, evidence of such acts raised double
- jeopardy concerns because it -tended to show the
- criminal agreement for the conspiracy,- an indisputably
- essential element of the offense. Ibid. Indeed, Justice
- Stevens also argued that -the overt acts did not
- establish an agreement between Felix and his coconspir-
- ators.- Felix, 503 U. S., at ___. In light of the lower
- court opinion, it is apparent that we rejected this
- point-rather than Justice Stevens' construction of
- 846-before reaching the double jeopardy issue. In any
- event, Shabani's strained reading of Felix is of little
- consequence for precedential purposes, since -[q]uestions
- which `merely lurk in the record' are not resolved, and
- no resolution of them may be inferred.- Illinois Bd. of
- Elections v. Socialist Workers Party, 440 U. S. 173, 183
- (1979), quoting Webster v. Fall, 266 U. S. 507, 511
- (1925).
- Shabani reminds us that the law does not punish
- criminal thoughts and contends that conspiracy without
- an overt act requirement violates this principle because
- the offense is predominantly mental in composition. The
- prohibition against criminal conspiracy, however, does
- not punish mere thought; the criminal agreement itself
- is the actus reus and has been so viewed since Regina
- v. Bass, 11 Mod. 55, 88 Eng. Rep. 881, 882 (K. B. 1705)
- (-[T]he very assembling together was an overt act-); see
- also Iannelli v. United States, 420 U. S. 770, 777 (1975)
- (-Conspiracy is an inchoate offense, the essence of which
- is an agreement to commit an unlawful act-) (citations
- omitted).
- Finally, Shabani invokes the rule of lenity, arguing
- that the statute is unclear because it neither requires an
- overt act nor specifies that one is not necessary. The
- rule of lenity, however, applies only when, after consult-
- ing traditional canons of statutory construction, we are
- left with an ambiguous statute. See, e.g., Beecham v.
- United States, 511 U. S. ___, ___ (1994); Smith v. United
- States, 508 U. S. ___, ___ (1993). That is not the case
- here. To require that Congress explicitly state its
- intention not to adopt petitioner's reading would make
- the rule applicable with the -mere possibility of articu-
- lating a narrower construction,- id., at ___, a result
- supported by neither lenity nor logic.
- As the District Court correctly noted in this case, the
- plain language of the statute and settled interpretive
- principles reveal that proof of an overt act is not
- required to establish a violation of 21 U. S. C. 846.
- Accordingly, the judgment of the Court of Appeals is
-
- Reversed.
-